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EIOPA PUBBLICA IL “SUPERVISORY HANDBOOK”

“SUPERVISORY HANDBOOK, Introduction / Table of Contents” (WEBPAGE DEDICATA - Oct. 14, 2021)

EIOPA - EUROPEAN INSURANCE AND OCCUPATIONAL PENSIONS AUTHORITY
https://www.eiopa.europa.eu/

EIOPA - SUPERVISORY HANDBOOK, “Table of Contents”

EIOPA ha recentemente pubblicato il “Supervisory Handbook”, documento che raccomanda “buone pratiche” – destinate in primis alle Autorità di vigilanza che fanno parte di EIOPA – per la supervisione delle imprese (ri-)assicuratrici e dei gruppi che esercitano l’attività nei rami vita e danni.

L’indice della pubblicazione è il seguente:

Introduction (“Common Supervisory Culture”);

The process

• Supervisory Review Process
  (“EIOPA GLS on Supervisory Review Process”);
• Data Governance
  (“Common Minimum Standards for Revisions of Reported Data”);

Pillar 1

• Riserve Tecniche
  (“Non-Life cross-border insurance business of a long-term nature and its supervision”);
• Solvency Capital Requirements
  (“Supervisory Statement on the S-II recognition of schemes based on reinsurance with regard to Covid-19 and credit insurance”; Opinion on the use of risk mitigation techniques by insurance undertakings EIOPA Supervisory Statement – Application Proportionality Solvency Capial Requirement”); 
• Prudent Person Principle;

Pillar 2

• AMSB
  (“Opinion on the supervision of remuneration principles in the insurance and reinsurance sector”);
• Funzioni-Chiave (“Key-Functions”);
• ORSA
  (“Opinion on the supervision of the use of climate change risk scenarios in ORSA”; “Supervisory Statement on ORSA in the context of Covid-19 Supervisory Statement on supervisory practices and expectations in case of breach of the Solvency Capital Rquirement”; “EIOPA Supervisory Assessment of the ORSA”);

Specific Business Models

• “Specific Business Models”
  (“Supervisory Statement on supervision on run-off undertakings – pubblica consultazione in corso);

Groups

• Scope of Group Supervision;
• Group Solvency
  (“Application of a combination of methods to the group solvency calculation”: “Group Solvency calculation in the context of equivalence”);

Internal Models

• On-going appropriatedness of Internal Models
  (“Supervisory Assessment of Internal Models including a dynamic volatility adjustment”);
• Internal Models changes;
• Internal Models Supervisory Plan;

Conduct of Business

• vigilanza sui prodotti e  governance
  (“EIOPA’s Conduct of Business Supervisory Strategy”; “EIOPA’s approach to supervision of Product Oversight and Governance”);

IORPs

• Prudent Person Rule
  (“Opinion on the practical implementation of the common framework for risk assessment and transparency of IORPs”; “Opinion on the supervision of the management of operational risks faced by IORPs”; “Opinion on the use of governance and risk assessment documents in the supervision of IORPs”; “Opinion on the supervision of the management of ESG risks faced by IORPs”).